Rand & Associates is an independent Registered Investment Advisory firm dedicated to excellence in wealth management. We are honored to be recognized by Barron's* as one of the top 100 Independent Wealth Advisors in 2017, 2016 and 2015.

Financial Times Top 300 rankings are based on assets under management, assets under management growth, firms’ years in existence, firms’ compliance records, industry certifications and online accessibility. (Source: Financial Times)

Financial Times Top 300 rankings are based on assets under management, assets under management growth, firms’ years in existence, firms’ compliance records, industry certifications and online accessibility. (Source: Financial Times)

The San Francisco Business Times Top Wealth Advisors list is compiled using a methodology which includes team structure, firm association, firm revenues, firm assets under management and evidence of discrimination by firms.(Source: The National Association of Board Certified Advisory Practices “NABCAP”)

The San Francisco Business Times Top Wealth Advisors list is compiled using a methodology which includes team structure, firm association, firm revenues, firm assets under management and evidence of discrimination by firms.(Source: The National Association of Board Certified Advisory Practices “NABCAP”)

Financial Times Top 300 rankings are based on assets under management, assets under management growth, firms’ years in existence, firms’ compliance records, industry certifications and online accessibility. (Source: Financial Times)

Financial Times Top 300 rankings are based on assets under management, assets under management growth, firms’ years in existence, firms’ compliance records, industry certifications and online accessibility. (Source: Financial Times)

 
Firms with over $100 million in assets under management as of 1/1/2013 are included in InvestmentNews’s “Top RIAs” list provided employees are not registered with a broker-dealer, the firm derives no more than 50% of regulatory assets under management from pooled investment vehicles, derives no more than 25% of regulatory assets under management from pension and profit sharing plans, derives no more than 25% of regulatory assets under management from corporations or other businesses, does not receive commissions, provides financial planning services, and is not engaged in business as a broker-dealer. (Source: InvestmentNews)

Firms with over $100 million in assets under management as of 1/1/2013 are included in InvestmentNews’s “Top RIAs” list provided employees are not registered with a broker-dealer, the firm derives no more than 50% of regulatory assets under management from pooled investment vehicles, derives no more than 25% of regulatory assets under management from pension and profit sharing plans, derives no more than 25% of regulatory assets under management from corporations or other businesses, does not receive commissions, provides financial planning services, and is not engaged in business as a broker-dealer. (Source: InvestmentNews)

AdvisoryHQ “Top Rated Financial Advisory” list is compiled using publicly available data sources to which filters are applied. Filters include fee structure, fiduciary duty, independence, scale of innovation, resource availability, experience level, transparency, customized services, quality of advisor’s website, open door policy and audience. Based on the results of the assessment, AdvisoryHQ then selects entities that comprise lists of top financial advisors. (Source: AdvisoryHQ)

AdvisoryHQ “Top Rated Financial Advisory” list is compiled using publicly available data sources to which filters are applied. Filters include fee structure, fiduciary duty, independence, scale of innovation, resource availability, experience level, transparency, customized services, quality of advisor’s website, open door policy and audience. Based on the results of the assessment, AdvisoryHQ then selects entities that comprise lists of top financial advisors. (Source: AdvisoryHQ)

Rand & Associates (“Rand”) has not verified the information used by Barron’s, The Financial Times, San Francisco Business Times, InvestmentNews, and AdvisoryHQ to compile these rankings and awards.  In no circumstances does Rand pay for any of the awards received by the firm.  With the exception of Barron’s, Rand does not provide information to any third party related to any award determination or ranking compilation.  Current or past awards received by Rand may not reflect every client’s experience with Rand.  Receipt of awards listed above is not indicative of investment performance and does not guarantee future results. Hover over each award to see award-specific criteria. 
*  Barron’s Top 100 Independent Wealth Advisors list is compiled using data provided by individual firms which is confirmed via regulatory databases. Barron’s uses a proprietary formula to rank advisors based on assets managed, revenue produced and the quality of practice. Rand was ranked 80 in the Barron’s Top 100 List in 2017, 96 in the Barron’s Top 100 list in 2016 and 94 in the Barron’s Top 100 list in 2015. (Source: Barron’s Click here.)

We provide wealth management and financial planning services to individuals, families and institutions across the United States. 


We partner with leading custodians to bring you a positive and individualized investment experience. 

  • US Bank
  • RBC Wealth Management
  • JP Morgan
  • State Street
  • Union Bank of California
  • Wells Fargo
  • Fidelity Investments
  • Charles Schwab
  • BNY Mellon
  • Stifel Nicolaus
  • UBS
  • Dain Rauscher 

With over 200 collective years of industry experience and in-house experts including professionals with Chartered Financial Analyst (CFA) and Certified Financial Planner (CFP®) designations, attorneys and a Certified Public Accountant (CPA), we are confident in our ability to provide you with unparalleled, comprehensive wealth management services. Click here to meet our dedicated team.